Privacy Policy

Personal Information

As an independent investment and wealth management company, we are committed to protecting and safeguarding the confidential information of our clients. We do collect personal information to open and manage your accounts with us and to provide you with accurate and relevant advice. We keep all personal information you provide to us in the strictest confidence. We do not disclose information to non-affiliated third parties unless legally allowable. We use the personal financial information that you provide to us to help you meet your personal financial goals. Our policy concerning personal information that we have about you is detailed below.

Sharing Information

We do not sell your personal information or disclose your personally identifiable information to mailing lists or marketers for any reason. We restrict employee and agent access to information to only those who have a business or professional reason for accessing it, and only to non-affiliated parties as permitted by law.

Policy Updates

We will issue a notice on this page of any changes to our information-sharing policies. If at any time it becomes necessary to share any of your personal information in a way that is at variance with this policy, we will provide you with notification beforehand, so that you have the opportunity to opt out if you so wish. We uphold a secure office and computer environment so that your information is not put at an unreasonable level of risk and demand signed agreements from all office employees requiring them to follow strict client privacy agreements.

Third-Parties

For unaffiliated third parties that need access to your personal information, such as financial service companies, consultants, and auditors, we also maintain strict confidentiality agreements with them and demand that they keep information private. Regulators also may review company records as allowed by law. Personally identifiable information about you will be held for the duration of the time you are a client, and for the mandated time after that that such records are legally required to be retained. After this period of retention, all information will be deleted or destroyed.